摩根大通CEO年薪继续笑傲华尔街
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摩根大通还披露，最近接到美国证券交易委员会（Securities and Exchange Commission）就其按揭贷款业务发出的两张“威尔斯通知”。一张通知涉及摩根大通出售两笔按揭相关债券时的信息披露问题。另一张通知事关摩根大通2008年年中收购的贝尔斯登（Bear Stearns），贝尔斯登作为贷款抵押债券出售方，就贷款发行人所受指控达成和解的方式。据报道，贝尔斯登银行家们经常会要求贷款中介偿付违约贷款，但并没有把这些款项转交给那些最终买入了贷款的投资者。威尔斯通知表明，美国证券交易委员会官员已经认定存在证券法违法行为，应该提起相应的指控。 译者：早稻米 |
JPMorgan also disclosed that it recently received two "Wells" notices from the Securities and Exchange Commission related to its mortgage business. One of the Wells notices had to do with the disclosures that JPMorgan made when selling two mortgage-related bonds. The second Wells notice relates to the way in which Bear Stearns settled claims against originators related to loans included in bonds that the investment bank, which was acquired by JPMorgan in mid-2008, sold to investors. It has been reported that Bear bankers regularly got loan brokers to repay them for delinquent loans, but then did not pass those payments on to the investors who eventually bought those loans. Wells notices indicate that the staff of the SEC has determined that a securities law violation has occurred and that charges should be brought. |
